Book 3 Table of Contents
Below is the table of contents to book 3 of The Encyclopedia of Private Equity and Venture Capital. A star (
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Angel / Founders Round
- 3 - Angel / Founders Round
- 3.1 - Subscription Agreement and Execution Documents (Model)
- 3.1.1 - Subscription Agreement for Series A Round (Short Form)
- 3.1.1.a - General Legal Issues: Private vs. Public Offerings; Broker-Dealer & Investment Advisor Registration
- 3.1.1.a.i - Common Stock Subscription Agreement (Short Form)
- 3.1.3 - Accredited Investor Certificate
- 3.1.4 - Confidential Purchaser Questionnaire
- 3.1.4.c.x - Note on Subscription Agreement
- 3.1.5 - SEC proposes rule disqualifying felons and bad actors from Red D
- 3.2 - Commentary on Angel Financing Round
- 3.2.1 - Convertible Note Term Sheet (Next Round Pricing)
- 3.2.3 - Subordinated Promissory Note (Priced Off Next Round Valuation)
- 3.2.4 - Subordinated Convertible Promissory Note
- 3.3 - Selected Tax Issues at Angel Round Stage
- 3.3.1 - 1244 Stock
- 3.3.2 - Note on Qualified Small Business ("QSB") Stock and Rollovers Sections 1202 and 1045
- 3.3.2.a - Qualified Small Business Stock: Proposed Regulations for PE Funds
- 3.4 - Locating Sources of Financing
- 3.4.1 - Sources of Financing
- 3.4.1.c - Backdoor Finance: Tax Deductions
- 3.4.1.e - SBA Loans
- 3.4.1.f - SBICs
- 3.4.1.g - Bank Financing
- 3.4.1.h - Capital From Operations
- 3.4.1.i - "High Net Worth" Individuals a/k/a Angels
- 3.4.1.k - Use Your Professionals
- 3.4.1.l - Venture Capital Clubs
- 3.4.1.m - Concept IPOs: Flotations Before Operations
- 3.4.1.n - Penny Stock Regulation
- 3.4.1.o - Self-Underwriting
- 3.4.1.p - Seed Capital from VCs
- 3.4.1.q - Seed Capital Offerings
- 3.5 - Note on Financing Strategies: Issues to Ponder as the Money Is Being Raised
- 3.5.2 - How Much to Raise in the First Round?
- 3.5.4 - 'Who Else Is In?': The Art of Selecting Investors Wisely
- 3.5.6 - The Dilution Concern for Founders
- 3.5.7 - Suggested Antidote for Dilution of Founders/Angels: Up-The-Ladder Warrants
- 3.6 - The Work Horse In Early Stage Financing
- 3.6.1 - Model Bridge Notes
- 3.6.1.a - Convertible Bridge Note ('Next Round' Pricing)
- 3.6.1.b - Bridge Financing Term Sheet: Convertible Note with Warrants
- 3.6.1.c - Bridge Note--Subordinated Convertible Promissory Note (Non-recourse)
- 3.6.1.d - Bridge Note; LLC Version
- 3.6.1.e - Convertible Promissory Note (Short Form)
- 3.7 - Community Development Venture Capital: Analysis, Best Practices and Case Studies
- 3.7.1 - Community Development Venture Capital: Best Practices & Case Studies
- 3.7.4 - The New Market Tax Credit: Opportunity for Risk Capital Proposal for Modest Change