Book 22 Table of Contents

Below is the table of contents to book 22 of The Encyclopedia of Private Equity and Venture Capital. A star () denotes premium content available to encyclopedia subscribers only.

General Articles on Venture Capital and Private Equity

Introduction to this Book

• 22 - General Articles on Venture Capital and Private Equity
• 22.1 - New York Advisors Subject to "Pay-To-Play" Rules
• 22.2 - Rebalancing Act: A Primer On Leveraged and Inverse ETFs
• 22.3 - Foreign Corrupt Practices Act Compliance - Managing the Global Visa Process and Global Operations
• 22.4 - Low-Profit Limited Liability Companies: A New Approach To Achieve Social Progress
• 22.5 - Private Fund Investment Advisers Registration Act Of 2009
• 22.6 - State-Sponsored Venture Capital: Are CAPCOs a Solution or a Problem?
• 22.7 - U.S. Senate Version Of Private Fund Investment Advisers Registration Act Of 2009
• 22.8 - Letters of Intent — Ties that Bind?
• 22.9 - Change of Control — Words, and Creativity, Matter
• 22.10 - Earnouts - A Siren Song?
• 22.11 - SEC Proposes to Update Issuer-Repurchase Safe Harbor
• 22.12 - Recent DOJ Antitrust Actions with implications for M&A Transactions
• 22.13 - Hedge Fund Industry Will Be Under Close Scrutiny by SEC Division of Enforcement
• 22.14 - Federal Antitrust Enforcers Taking More Regulatory, but More Flexible, Approach to Merger Remedies
• 22.15 - Show Me the Money - Simple Strategies for Small and Midsized Businesses Seeking Capital
• 22.16 - IRS Provides Targeted Relief for FBAR Filers, Including Investors in Foreign Investment Funds
• 22.17 - Second Circuit Provides Guidance as to When a Cautionary Statement Is Not Meaningful
• 22.18.0 - Volcker Rule - Questions and Answers for Private Equity
• 22.19 - Delaware Supreme Court Issues Important Decision Regarding Director Reduction Bylaws
• 22.20 - Putting the Chill on Freeze-Out Transactions
• 22.21 - Antitrust Enforcement Agencies Propose Revised Horizontal Merger Guidelines
• 22.21.1 - Antitrust Division and Federal Trade Commission Announce Revised Horizontal Merger Guidelines
• 22.22 - Green Technologies Get a Fast Track at the U.S. Patent and Trademark Office
• 22.23 - Clawback Requires Innocent CEOs and CFOs to Return Incentive-Based Compensation
• 22.24 - Good Faith- Not Just an Aspiration
• 22.25 - Is the debt and equity gap here to stay?
• 22.26 - Certain Financial Hedge Arrangements Can Violate Sherman Act Section 1
• 22.27 - Will Sonoran Put the M&A Market in the Desert?
• 22.28 - Rollovers for Business Startup - Professional Guidance is Critical
• 22.29 - NY Court: Investors Cannot Pursue Fraud Claims Against Accounting Firm For Purely Derivative Damages
• 22.31 - Dodd-Frank Act Affects Private Placements by Raising the Bar for Individual Accredited Investors
• 22.32 - The Volcker Rule: What It Means for Bank Investment In or Sponsoring of Hedge Funds or PE Funds
• 22.33 - FTC Proposes Amendments To The HSR Act Form
• 22.34 - The Impact of the Dodd-Frank Act on Registered Investment Companies
• 22.35 - Lessons From Magna
• 22.36 - Small Business Jobs Act Includes Short-Term Full Exclusion from Gross Income of Gain from QSBS
• 22.37 - Private Fund Adviser Regulation Under The Dodd-Frank Act
• 22.38 - Test-Driving a Hybrid Go-Shop
• 22.39 - The Rising Importance of Industry Operating Know-How
• 22.40 - The Regulation of Derivatives and Swap-Trading Provisions
• 22.41 - Advisers to Private Funds - Do You Now Have to Register Under the Investment Advisers Act of 1940?
• 22.42 - The Dodd-Frank Act implementation of the Volcker Rule
• 22.44 - Business Angel Investment and Shareholders Agreements
• 22.45 - Guideposts for a Carveout
• 22.46 - Third-Party Plan Releases Require Wide Support by All Creditor Classes
• 22.48 - SEC Defines 'Municipal Advisor' under Dodd-Frank Act; MSRB Registration also required
• 22.49 - Forum Selection Bylaws - Not So Fast?
• 22.50 - CFTC and SEC Propose Joint Rules to Further Define Terms
• 22.51 - Temporary Exclusion for 100% of Gain from Qualified Small Business Stock Extended Through 2011
• 22.52 - Accounting for Unclaimed Transaction Proceeds
• 22.53 - An Introduction to the Global Start-Up
• 22.54 - A Look at Jurisdiction
• 22.55 - Don't Pay Tax Twice on Each Dollar of Earnings
• 22.56 - The Road Map of a Start-Up and the Entrepreneur
• 22.57 - Violation - Absolute Priority - Senior Creditors' Gifting Value to Existing Shareholder Under Reorg
• 22.59 - Advisors and Solicitors Who Must Register with Both the SEC and the MSRB under the Dodd-Frank Act
• 22.61 - Fund Raising In The United Arab Emirates To Be Regulated
• 22.62 - The Enforceability and Effectiveness of Typical Shareholders Agreement Provisions
• 22.63 - The Impact of the Economic Downturn and the ILPA Principles on Key Private Equity Fund Terms
• 22.64 - Federal Court Rules that Metadata Subject to FOIA
• 22.65 - NYSE and NASDAQ Propose More Stringent Listing Requirements for Reverse Merger Companies
• 22.66 - It Doesn't Pay to "Pay to Play" Investment Adviser Compliance With Advisers Act Rule 206(4)-5
• 22.68 - SEC Proposes Amendments to the Qualified Client Standard
• 22.69 - The State and Municipal Lobbying and Pay-to-Play Regulation of Pension Fund Management Participants
• 22.70 - Investing in Venture Capital: Limited Partner or Fund of Funds?
• 22.71 - Earnouts: A Deal Making Tool In A Tough Economy
• 22.72 - EU Alternative Investment Fund Managers Directive: Countdown to Implementation
• 22.73 - "Exclusivity" - Not As Preclusive As It Sounds?
• 22.74 - The Treatment of Stock Options in the Context of a Merger or Acquisition Transaction
• 22.76 - Dodd Frank - One Year On
• 22.77 - "Private" placements of securities: a London view of the Facebook saga
• 22.78 - A Review Of Dodd-Frank One Year Later
• 22.79 - Advisers That Only Manage VC Funds Will Be Exempt From New Dodd-Frank Registration Requirements
• 22.80 - SEC Approves NASDAQ's BX Venture Market- a New Listing Option for Smaller Companies
• 22.82 - At-The-Market Offerings - Current Trends and Developments
• 22.83 - The Case Against Conversion Discounts for Convertible Debt
• 22.84 - Proposed Governance And Disclosure Requirements For Venture Issuers
• 22.86 - Volcker Rule Regulations Provide Little Relief for Private Fund Investments
• 22.88 - Delaware Court of Chancery Awards $1.26 Billion in Entire Fairness Case
• 22.89 - Good Seed; Bad Seed (Preferred That Is)
• 22.90 - New Form SLT Reporting Requirements In Effect For Certain Investment Advisers
• 22.91 - NASDAQ's BX Venture Market - A New Listing Option For Smaller Companies
• 22.92 - Recently Adopted Fund Manager Reporting Obligations
• 22.93 - Volcker Rule Permits Bank-sponsored Hedge Fund Access Platforms
• 22.94 - SEC Adopts Private Fund Risk Reporting
• 22.95 - Dodd-Frank Act Rulemaking: Form PF inaugurates era of detailed reporting by managers of private fund
• 22.96 - Applicability Of Large Trader Rules To Private Equity Advisers
• 22.98 - Creditor Hedge Funds' Joint Negotiation of Preexisting Debt Not an Antitrust Violation
• 22.99 - Restrictions on the provision of M&A advice: The Montbéliard case law
• 22.100 - The Dodd-Frank Wall Street Reform And Consumer Protection Act: A Review And A Look Forward
• 22.101 - Delaware Court of Chancery's Corporate Opportunity Decision Dweck v. Nasser., C.A. No. 1353
• 22.102 - One Down, One To Go: The SEC Completes The First Required Dodd-Frank Act Regulation D Rulemaking
• 22.103 - "Going Dark" - The Simple Path to Exiting the U.S. Public Company Reporting System
• 22.105 - Expanded Access to SBIR Programs for Investment Funds
• 22.107 - FCPA Regulators Set Sights On Private Equity
• 22.108 - Second Circuit Defines What Deals Are "Domestic Transactions" Under Federal Securities Law
• 22.109 - An Uncomfortable Wake-Up Call For Dodd-Frank Regulators
• 22.110 - El Paso Opinion Critical of CEO and Goldman Sachs, Provides Guidance on M&A Conflicts Of Interest
• 22.111 - Are Standard Venture Capital Financing Rounds Up To Speed With The Latest Trends For Going Public?
• 22.112 - JOBS Act Helps Make Section 3(b) a Viable Fundraising Alternative
• 22.113 - New Game for Corporate R&D and Venture Capital