Book 19 Table of Contents
Below is the table of contents to book 19 of The Encyclopedia of Private Equity and Venture Capital. A star (
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Trading Platforms - AIM; NYSE Arca; The Pink Sheets; TSK Venture Exchange
- 19 - Trading Platforms - AIM; NYSE Arca; The Pink Sheets; TSK Venture Exchange
- 19.1.7.b - NAPF: Corporate Governance Policy For AIM Companies
- 19.1.8 - Admission: Standard Procedure
- 19.1.9 - Admission: Fast Track Route
- 19.1.9.a - AIM Designated Markets: Fast Track Admission
- 19.1.10.a - Continuing Obligations
- 19.1.11.a - Role of the Nominated Adviser (Nomad)
- 19.1.11.b - Advisers and Key Responsibilities
- 19.1.11.e - Nomad's Ongoing Responsibilities
- 19.1.11.f - Role of the Nominated Broker
- 19.1.11.h - An AIM IPO as a Qualified IPO
- 19.1.15 - AIM IPO Process
- 19.1.15.a - Convertible Loans to AIM Listed Companies
- 19.1.16 - U.K. Accounting Issues
- 19.1.17 - Legal Issues From the U.S. Point of View - A Review of the Legal Process
- 19.1.17.a - Regulation S
- 19.1.18 - Section 12(g) Reporting Companies
- 19.1.18.b - Rule 12g3-2b
- 19.1.18.c - Rule 12g3-2b SEC Deregistration
- 19.1.18.c.i - Buy Back to Stay Below 300 U.S. Shareholders of Record: The ITV Decision
- 19.1.18.d - U.S. Tax Issues: Formation of Offshore Holding Company Qualifications
- 19.1.18.e - Proposed Rule 12h-b. Foreign Private Issuer May Delist and Exit Sarbanes-Oxley
- 19.1.18.f - Case Study: U.S. Company IPO on AIM
- 19.1.18.f.iv - Case Study: Spin Out from NASDAQ Company and List on AIM
- 19.1.18.g - Lightening SOX Burden on Smaller Companies: Advisory Committee Report
- 19.1.19 - After Market Results of U.S. Companies Floating Securities on The AIM
- 19.1.20 - Smith & Williamson: What Next for AIM
- 19.1.25 - CaseStudy:Enova Systems Recorded testimony at SEC Hearing of the Advsry Committee on Small PublicCo.
- 19.1.26 - Introduction of New AIM Rules for Companies
- 19.1.29 - AIM Rules for Nomads
- 19.2 - Chapter 2 - NYSE Arca
- 19.2.1 - NYSE Arca Proposal to Private Company ("XYN, Inc.") Contemplating Listing.
- 19.2.2 - Introduction
- 19.2.6 - Enhancing the Marketplace
- 19.2.9 - NYSE Arca Certificate of Incorporation
- 19.2.10 - NYSE Arca, Inc. ByLaws
- 19.3 - The Pink Sheets
- 19.3.1 - Media Commentary on the "New" Pink Sheets
- 19.3.3 - Additional Descriptive Material from The Pink Sheets
- 19.3.4 - Sampling of Pink Sheets List of S
- 19.3.5 - Market Activity Links
- 19.3.6 - Links for Quotes and News
- 19.3.7 - Who Can Quote in the Pink Sheets
- 19.4 - 2007 OTC Trading Summary: Prepared by Management
- 19.5 - More U.S. Companies Are Considering Going Public in Canada
- 19.8 - Investors' Perspective on The European Commission Proposals On Regulation Of AIFMs
- 19.9 - Is AIM On The Way Back Up?
- 19.10 - Insider Trading: Recent Developments
- 19.11 - Changes in French Alternative Investment Fund Structures
- 19.12 - EU Alternative Investment Fund Managers Directive: A Tale of Two (or Three) Proposals
- 19.13 - Possible Changes To The AIFM Directive For Venture Capital